Sunday, June 13, 2021

Don't Miss

OPERATIONS

COMPLIANCE

Compliance

ISDA Expands Clause Library to Cover Collateral Documentation

Virginia Reagan -
ISDA said today that it has expanded ISDA Clause Library to cover its collateral documentation, a development it said will bring greater efficiency and standardization to...
Compliance

Canadian Securities Regulators Outline Framework for Crypto Asset Platforms

Scott Porter -
The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) today published a notice outlining securities law requirements that apply...

Deutsche Börse Introduces buy-in Facility in Accordance with CSDR

Compliance Virginia Reagan -
In February 2022, harmonised standards to increase settlement discipline for securities transactions will come into force in the European Union as part of the...

IOSCO Urges Globally Consistent, Comparable and Reliable Sustainability Disclosure Standards

Compliance Virginia Reagan -
The Board of IOSCO, the forum for global securities regulators, met today and discussed the progress made over the past year by its Sustainable...

Institutional Investors Ask Asset Managers for More Transparent ESG Reporting

Compliance Hamilton Joel -
Carbon footprint and exposure to climate-related risk are among the areas under scrutiny During the past five years, there has been a flood of available...

Digital Markets: Closing the Regulatory Gap on All Fronts?

Analysis Scott Porter -
The European Commission is opening multiple fronts to adapt and increase regulatory oversight of digital players in the EU Internal Market. At the same...

MiCA: EU Commission Publishes Comprehensive Cryptoasset Market Regulation Proposal

Analysis Virginia Reagan -
The proposed regulation will provide greater consumer and investor protection and lessen the risks of participating in digital finance. By Stuart Davis The EU Commission has published...

Morgan Stanley to Pay $5 Million for Violations in Prime Brokerage Swaps Business

Compliance Scott Porter -
The Securities and Exchange Commission today confirmed settled charges against Morgan Stanley for violations of Regulation SHO, the regulatory framework governing short sales. According to...

European ESG Disclosure Requirements for Asset Managers

Compliance Guest Post -
by Kirsten Lapham, Michael Singh, Amar Unadkat, John Verwey A new European regime on sustainability-related disclosures in the financial sector will come into force from...

CFTC Considers New Approach to Regulation of Electronic Trading

Analysis Guest Post -
by Donna Parisi, Geoffrey B. Goldman, Azam Aziz, Jennifer Oosterbaan Introduction In the wake of considerable market criticism of prior proposals, the CFTC has proposed a...

NEWS AND VIEWS

SDR will Create a More Efficient Post-Trade Process
DTCC Connection | June 11, 2021

Gensler Spotlights SEC Thinking on T+0 Settlement
Asset Servicing Times | June 10, 2021

Securities Class Action Settlements: Don’t Leave Money on the Table
FinOps Report | June 4, 2021

Are You Ready for Uncleared Margin Rules?
DTCC Connection | June 4, 2021

Clock ticks on UK-EU clearing recognition
Post Trade 360 | May 26, 2021

The Anti-Money Laundering Act and Crypto Collide: Non-Fungible Tokens
King & Spalding LLP | May 25, 2021

Swift sees need for itself in digital-currency future, too
Post Trade 360 | May 24, 2021

ADRs: Will Blockchain Create a Better Mousetrap?
FinOps Report | May 21, 2021

A digital custodian is not a digital depository
Global Custodian | May 18, 2021

How financial operations departments can manage the juggernaut of regulatory change
Taskize | May 15, 2021

- Advertisement -

RESEARCH

SEMINARS

FINTECH

OCC Hits the Brakes on Crypto and Fintech: What Next?

Guest Post -
by Richard Gottlieb, Brian Korn and Craig Miller When Michael Hsu became acting U.S. Comptroller of the Currency earlier this month, banking industry experts predicted...

Gartner Identifies Top 10 Data and Analytics Technology Trends for 2021

Virginia Reagan -
Gartner, Inc. has identified what it says are the top 10 data and analytics (D&A) technology trends for 2021 that can help organizations respond to change,...

Credit Suisse, Instinet Achieve First T+0 Settlement via Paxos

Hamilton Joel -
Paxos Trust Company has confirmed that Instinet and Credit Suisse have settled US listed equities trades on a same-day settlement cycle (known as T+0)...

US Treasury Investors Mixed About Proposed SEC Rules Aimed at Electronic Venues

Virginia Reagan -
Investors skeptical about proposed SEC rules covering electronic trading venues for U.S. Treasuries and U.S. agency securities should keep an open mind toward a...

Gartner Identifies Top Emerging Technologies for Finance Organizations

Scott Porter -
Cloud ERP, Advanced Data Analytics and Data Storage Are the Most Likely Emerging Technology Investments for Corporate Finance Through 2024 A study of 167 finance...
- Advertisement -

CONFERENCES

PUBLICATIONS

Advertisment

SECURITIES FINANCE

ISLA Addresses Securities Lending Digitization

Hamilton Joel -

Innovation in Collateral Management: A Forward-Looking Perspective

Securities Finance Virginia Reagan -
The latest Aite Group report finds that firms have taken a transformational approach to developing innovations in collateral management.The 2008 financial crisis and the...

Survey: ESG Investing and Securities Lending Can Coexist

Securities Finance Scott Porter -
A new survey of leading institutional investors released today by The Risk Management Association (RMA) revealed that 95% of respondents believe that securities lending...

ISDA Proposes Greater Collaboration Between Derivatives and Securities Finance Markets

Securities Finance Scott Porter -
ISDA has today published a new whitepaper that identifies opportunities for greater collaboration between derivatives and securities financing transaction (SFT) markets, and sets out...

RISK

Basel Committee Issues Principles for Operational Resilience and Risk

Scott Porter -

Institutional Investors Ask Asset Managers for More Transparent ESG Reporting

Compliance Hamilton Joel -
Carbon footprint and exposure to climate-related risk are among the areas under scrutiny During the past five years, there has been a flood of available...

CCP Margins and Procyclicality in Times of Crisis

Operations Hamilton Joel -
The European Securities and Markets Authority, the EU’s securities markets regulator, is organising a workshop on CCP margins and procyclicality in times of crisis which will...

DTCC Identifies Key Priorities for Managing Risk in Post-Pandemic Environment

Risk Hamilton Joel -
New white paper highlights the need for FMIs to focus on risks created or exacerbated by the impact of the pandemic The Depository Trust &...

DATA

Gartner Identifies Top 10 Data and Analytics Technology Trends for 2021

Virginia Reagan -

DTCC Receives SEC Approval to Provide Security-Based Swap Data Reporting Services

Data Hamilton Joel -
DTCC’s Global Trade Repository (GTR) service to offer new trade reporting capabilities in support of forthcoming SEC rules, providing the industry with a single...

SIX, AccessFintech Partner on CSDR Eligibility Data Challenges

Data Virginia Reagan -
Firms join forces to solve a significant challenge in categorizing CSDR eligibility, using SIX reference and pricing data on the AccessFintech platform. AccessFintech and SIX...

DTCC Pushes for Data Harmonization in Derivatives Trade Reporting

Data Scott Porter -
New perspectives paper recommends course correction to eliminate cross-jurisdictional differences in trade reporting standards to boost transparency and the monitoring of systemic risk. The Depository...
Advertisment

LATEST ARTICLES

Operations

ESMA Launches 2021 Central Counterparties Stress Test

Scott Porter -
EU securities markets regulator ESMA) has published the framework for its fourth Stress Test for Central Counterparties (CCPs). As required by the European Markets Infrastructure Regulation (EMIR),...
Read more
Operations

Volatile Markets Require Modernized and Digital Infrastructure Models

Hamilton Joel -
Nasdaq and Celent have released the results of the CIO Market Infrastructure Survey 2021, commissioned by Nasdaq. Based on interviews with 25 chief information officers and senior technology leaders...
Read more
FinTech

OCC Hits the Brakes on Crypto and Fintech: What Next?

Guest Post -
by Richard Gottlieb, Brian Korn and Craig Miller When Michael Hsu became acting U.S. Comptroller of the Currency earlier this month, banking industry experts predicted...
Read more
Data

Gartner Identifies Top 10 Data and Analytics Technology Trends for 2021

Virginia Reagan -
Gartner, Inc. has identified what it says are the top 10 data and analytics (D&A) technology trends for 2021 that can help organizations respond to change,...
Read more
Compliance

ISDA Expands Clause Library to Cover Collateral Documentation

Virginia Reagan -
ISDA said today that it has expanded ISDA Clause Library to cover its collateral documentation, a development it said will bring greater efficiency and standardization to...
Read more
Operations

White Paper: Increased Adoption of Central Clearing in US Treasury Market Needed

Scott Porter -
The Depository Trust & Clearing Corporation (DTCC) has released a new white paper that explores the risks created by U.S. Treasury market fragmentation. The...
Read more
Operations

SWIFT, Accenture Address Central Bank Digital Currencies in Cross-border Payments

Virginia Reagan -
New report discusses opportunities and challenges of CBDCs for international paymentsSets out practical requirements for adoption of digital currency at scaleOutlines how SWIFT can...
Read more
Operations

Study: Over US$190 Billion in Bitcoin at Risk Due to Subpar Safekeeping

Hamilton Joel -
Safekeeping of cryptocurrencies presents a challenge for institutions holding cryptocurrencies on their clients' behalf. Cryptocurrency transactions are irreversible and anyone with full access to...
Read more
Data

DTCC Receives SEC Approval to Provide Security-Based Swap Data Reporting Services

Hamilton Joel -
DTCC’s Global Trade Repository (GTR) service to offer new trade reporting capabilities in support of forthcoming SEC rules, providing the industry with a single...
Read more
Operations

Standard Custody Wins Approval from NYSDFS

Virginia Reagan -
Standard Custody & Trust to Provide Institutional-Grade Custody and Trading Settlement Platform for Cryptocurrencies, Digital Assets Digital asset settlement platform Standard Custody & Trust Company...
Read more
123...39Page 1 of 39

Most Popular

Load more

ABOUT US

SecuritiesOperations.com is your global hub for articles, events, research, and publications on securities operations, compliance, FinTech, risk, securities finance and data.

SecuritiesOperations.com LLC | 1253 Springfield Ave, New Providence, NJ 07974 | Tel 908.437.8300 info@SecuritiesOperations.com

FOLLOW US

© 2021 - SecuritiesOperations.com LLC - All rights reserved.