Sunday, June 13, 2021

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OPERATIONS

COMPLIANCE

ISDA Expands Clause Library to Cover Collateral Documentation

ISDA said today that it has expanded ISDA Clause Library to cover its collateral documentation, a development it said will bring greater efficiency and standardization to...

Canadian Securities Regulators Outline Framework for Crypto Asset Platforms

The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) today published a notice outlining securities law requirements that apply...

Deutsche Börse Introduces buy-in Facility in Accordance with CSDR

In February 2022, harmonised standards to increase settlement discipline for securities transactions will come into force in the European Union as part of the...

IOSCO Urges Globally Consistent, Comparable and Reliable Sustainability Disclosure Standards

The Board of IOSCO, the forum for global securities regulators, met today and discussed the progress made over the past year by its Sustainable...

Institutional Investors Ask Asset Managers for More Transparent ESG Reporting

Carbon footprint and exposure to climate-related risk are among the areas under scrutiny During the past five years, there has been a flood of available...

Digital Markets: Closing the Regulatory Gap on All Fronts?

The European Commission is opening multiple fronts to adapt and increase regulatory oversight of digital players in the EU Internal Market. At the same...

MiCA: EU Commission Publishes Comprehensive Cryptoasset Market Regulation Proposal

The proposed regulation will provide greater consumer and investor protection and lessen the risks of participating in digital finance. By Stuart Davis The EU Commission has published...

Morgan Stanley to Pay $5 Million for Violations in Prime Brokerage Swaps Business

The Securities and Exchange Commission today confirmed settled charges against Morgan Stanley for violations of Regulation SHO, the regulatory framework governing short sales. According to...

European ESG Disclosure Requirements for Asset Managers

by Kirsten Lapham, Michael Singh, Amar Unadkat, John Verwey A new European regime on sustainability-related disclosures in the financial sector will come into force from...

CFTC Considers New Approach to Regulation of Electronic Trading

by Donna Parisi, Geoffrey B. Goldman, Azam Aziz, Jennifer Oosterbaan Introduction In the wake of considerable market criticism of prior proposals, the CFTC has proposed a...

NEWS AND VIEWS

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RESEARCH

SEMINARS

FINTECH

OCC Hits the Brakes on Crypto and Fintech: What Next?

by Richard Gottlieb, Brian Korn and Craig Miller When Michael Hsu became acting U.S. Comptroller of the Currency earlier this month, banking industry experts predicted...

Gartner Identifies Top 10 Data and Analytics Technology Trends for 2021

Gartner, Inc. has identified what it says are the top 10 data and analytics (D&A) technology trends for 2021 that can help organizations respond to change,...

Credit Suisse, Instinet Achieve First T+0 Settlement via Paxos

Paxos Trust Company has confirmed that Instinet and Credit Suisse have settled US listed equities trades on a same-day settlement cycle (known as T+0)...

US Treasury Investors Mixed About Proposed SEC Rules Aimed at Electronic Venues

Investors skeptical about proposed SEC rules covering electronic trading venues for U.S. Treasuries and U.S. agency securities should keep an open mind toward a...

Gartner Identifies Top Emerging Technologies for Finance Organizations

Cloud ERP, Advanced Data Analytics and Data Storage Are the Most Likely Emerging Technology Investments for Corporate Finance Through 2024 A study of 167 finance...
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CONFERENCES

PUBLICATIONS

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SECURITIES FINANCE

Innovation in Collateral Management: A Forward-Looking Perspective

The latest Aite Group report finds that firms have taken a transformational approach to developing innovations in collateral management.The 2008 financial crisis and the...

Survey: ESG Investing and Securities Lending Can Coexist

A new survey of leading institutional investors released today by The Risk Management Association (RMA) revealed that 95% of respondents believe that securities lending...

ISDA Proposes Greater Collaboration Between Derivatives and Securities Finance Markets

ISDA has today published a new whitepaper that identifies opportunities for greater collaboration between derivatives and securities financing transaction (SFT) markets, and sets out...

RISK

Institutional Investors Ask Asset Managers for More Transparent ESG Reporting

Carbon footprint and exposure to climate-related risk are among the areas under scrutiny During the past five years, there has been a flood of available...

CCP Margins and Procyclicality in Times of Crisis

The European Securities and Markets Authority, the EU’s securities markets regulator, is organising a workshop on CCP margins and procyclicality in times of crisis which will...

DTCC Identifies Key Priorities for Managing Risk in Post-Pandemic Environment

New white paper highlights the need for FMIs to focus on risks created or exacerbated by the impact of the pandemic The Depository Trust &...

DATA

DTCC Receives SEC Approval to Provide Security-Based Swap Data Reporting Services

DTCC’s Global Trade Repository (GTR) service to offer new trade reporting capabilities in support of forthcoming SEC rules, providing the industry with a single...

SIX, AccessFintech Partner on CSDR Eligibility Data Challenges

Firms join forces to solve a significant challenge in categorizing CSDR eligibility, using SIX reference and pricing data on the AccessFintech platform. AccessFintech and SIX...

DTCC Pushes for Data Harmonization in Derivatives Trade Reporting

New perspectives paper recommends course correction to eliminate cross-jurisdictional differences in trade reporting standards to boost transparency and the monitoring of systemic risk. The Depository...
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LATEST ARTICLES

ESMA Launches 2021 Central Counterparties Stress Test

EU securities markets regulator ESMA) has published the framework for its fourth Stress Test for Central Counterparties (CCPs). As required by the European Markets Infrastructure Regulation (EMIR),...

Volatile Markets Require Modernized and Digital Infrastructure Models

Nasdaq and Celent have released the results of the CIO Market Infrastructure Survey 2021, commissioned by Nasdaq. Based on interviews with 25 chief information officers and senior technology leaders...

OCC Hits the Brakes on Crypto and Fintech: What Next?

by Richard Gottlieb, Brian Korn and Craig Miller When Michael Hsu became acting U.S. Comptroller of the Currency earlier this month, banking industry experts predicted...

Gartner Identifies Top 10 Data and Analytics Technology Trends for 2021

Gartner, Inc. has identified what it says are the top 10 data and analytics (D&A) technology trends for 2021 that can help organizations respond to change,...

ISDA Expands Clause Library to Cover Collateral Documentation

ISDA said today that it has expanded ISDA Clause Library to cover its collateral documentation, a development it said will bring greater efficiency and standardization to...

White Paper: Increased Adoption of Central Clearing in US Treasury Market Needed

The Depository Trust & Clearing Corporation (DTCC) has released a new white paper that explores the risks created by U.S. Treasury market fragmentation. The...

SWIFT, Accenture Address Central Bank Digital Currencies in Cross-border Payments

New report discusses opportunities and challenges of CBDCs for international paymentsSets out practical requirements for adoption of digital currency at scaleOutlines how SWIFT can...

Study: Over US$190 Billion in Bitcoin at Risk Due to Subpar Safekeeping

Safekeeping of cryptocurrencies presents a challenge for institutions holding cryptocurrencies on their clients' behalf. Cryptocurrency transactions are irreversible and anyone with full access to...

DTCC Receives SEC Approval to Provide Security-Based Swap Data Reporting Services

DTCC’s Global Trade Repository (GTR) service to offer new trade reporting capabilities in support of forthcoming SEC rules, providing the industry with a single...

Standard Custody Wins Approval from NYSDFS

Standard Custody & Trust to Provide Institutional-Grade Custody and Trading Settlement Platform for Cryptocurrencies, Digital Assets Digital asset settlement platform Standard Custody & Trust Company...

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