by Alon Y. Kapen
On May 3, 2021, blockchain-based trading platform operator INX Ltd. announced it had completed its initial public offering of digital tokens, raising...
by Richard Gottlieb, Brian Korn and Craig Miller
When Michael Hsu became acting U.S. Comptroller of the Currency earlier this month, banking industry experts predicted...
By Matthew Puhar, Sonia Lor, Allen Shyu, Dennis Yeung, Sophie Chu, Steven Franklin, Calvin Ng, Janice Wong
1. Greater China’s Stock Markets Power Ahead
With governments...
By: Richard B. Levin, Stephen A. Rutenberg and Peter F. Waltz
The U.S. Securities and Exchange Commission (“SEC”) Division of Trading and Markets recently issued...
by Kirsten Lapham, Michael Singh, Amar Unadkat, John Verwey
A new European regime on sustainability-related disclosures in the financial sector will come into force from...
by Donna Parisi, Geoffrey B. Goldman, Azam Aziz, Jennifer Oosterbaan
Introduction
In the wake of considerable market criticism of prior proposals, the CFTC has proposed a...
by Dr. Nick Wittek, Dr. Michael R. Fischer, Martin Schulte, Harriet Territt, Philippe Goutay, Stephen J. Obie, Mark W. Rasmussen
In Short
The Situation: The requirement for...
Summary
Focus
Collateral is used in debt contracts to mitigate the difficulties ("agency problems") that arise when the lender's knowledge of the borrower is incomplete ("asymmetric...
Evolution of Industry Trends, Practices, & Solutions
by Brad Bailey and Cubillas Ding, Celent
ABSTRACT
During the first half of this year, Celent conducted in-depth conversations with global asset...
by Brian E. Finch, Cassie Lentchner, David Oliwenstein, Pillsbury Winthrop Shaw Pittman LLP
Although the Securities and Exchange Commission (SEC) and New York State Department of Financial...