Hamilton Joel

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https://www.securitiesoperations.com

Data

ESMA Sees EMIR and SFTR Data Quality Improve Following Coordinated Actions

Hamilton Joel - April 1, 2022

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published the second edition of its Data Quality Report based on data gathered...

Data

Deutsche Börse Group Acquires Fund Data Manager Kneip

Hamilton Joel - March 28, 2022

Kneip is a leading European fund data specialist based in Luxembourg with a broad set of services and long-standing relationships in the asset management...

Compliance

Coalition Greenwich Report Analyzes Buy-Side Perspective on 2022’s Biggest Regulatory and Market Structure Debates

Hamilton Joel - February 2, 2022

In just one year after retail investors roiled markets and less than two years into the tenure of one of the most activist SEC...

Operations

Survey: Most Settlement Fails Due to Middle Office Problems

Hamilton Joel - July 27, 2021

Survey by Torstone Technology in collaboration with GreySpark Partners reveals data and technology challenges in the middle-offices of banks and brokersT+1 and CSDR pose...

Operations

DTCC Addresses Volatility in ETF Collateral Management Process

Hamilton Joel - July 20, 2021

Infrastructure giant Depository Trust & Clearing Corporation (DTCC) confirmed today that its subsidiary, National Securities Clearing Corporation (NSCC), has launched an automated solution that...

Operations

CDs Dematerialized at DTCC

Hamilton Joel - June 28, 2021

Infrastructure giant DTCC today confirmed the launch of its new Underwriting Central (UWC) platform, an automated service for electronic Certificates of Deposit (CD) offered...

Compliance

Basel Committee Consults on Prudential Treatment of Crypto Asset Exposures

Hamilton Joel - June 11, 2021

Basel Committee issues public consultation on preliminary proposals for the prudential treatment of banks' crypto asset exposures.The proposals split crypto assets into two broad...

Operations

Volatile Markets Require Modernized and Digital Infrastructure Models

Hamilton Joel - June 2, 2021

Nasdaq and Celent have released the results of the CIO Market Infrastructure Survey 2021, commissioned by Nasdaq. Based on interviews with 25 chief information officers and senior technology leaders...

Operations

Study: Over US$190 Billion in Bitcoin at Risk Due to Subpar Safekeeping

Hamilton Joel - May 10, 2021

Safekeeping of cryptocurrencies presents a challenge for institutions holding cryptocurrencies on their clients' behalf. Cryptocurrency transactions are irreversible and anyone with full access to...

Data

DTCC Receives SEC Approval to Provide Security-Based Swap Data Reporting Services

Hamilton Joel - May 10, 2021

DTCC’s Global Trade Repository (GTR) service to offer new trade reporting capabilities in support of forthcoming SEC rules, providing the industry with a single...

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