Saturday, March 6, 2021

Scott Porter

DTCC’s ClaimConnect Aims to Automate and Simplify Corporate Actions Claim Processing

New service will enable clients to bilaterally manage and settle claims seamlessly through a flexible, single point of entry The Depository Trust & Clearing Corporation...

Clearstream Creates New Fund Center Following Fondcenter AG Acquisition

Clearstream closes transaction acquiring majority stake in Fondcenter AG from UBSNewly combined fund distribution support business Clearstream Fund Centre has over USD 290 billion...

Morgan Stanley to Pay $5 Million for Violations in Prime Brokerage Swaps Business

The Securities and Exchange Commission today confirmed settled charges against Morgan Stanley for violations of Regulation SHO, the regulatory framework governing short sales. According to...

RMA Calls for Enhanced Infrastructure to Deal with Digital Corporate Actions

The Risk Management Association’s Financial Technology & Automation Committee has published a new thought leadership paper,  “The New Normal | Digital Asset Corporate Actions.”...

DTCC Outlines Steps for Complete Dematerialization of Physical Securities in the US

DTCC is building consensus among stakeholders on critical next steps to fully transition securities processing from physical certificates to electronic records. The Depository Trust &...

ESMA To Recognize Three UK CCPs As of January 1

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, confirmed yesterday that the three central counterparties (CCPs) established in the United...

ESMA Consults on MiFIR Reference Data and Transaction Reporting

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has launched a Consultation Paper (CP) reviewing the reference data and transaction reporting obligations...

Preventing Withholding Tax Reclaim Schemes

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published the Final Report on its inquiry into Cum/Ex, Cum/Cum and withholding tax...

ISITC Honors Karla McKenna for Work on Operations Standards

Former ISITC Board Member and GLEIF Head of Standards recognized for her contributions to the industry. Operations trade group ISITC has named Karla McKenna as...

DTCC Appoints Lisa Hershey as Chief Compliance Officer

The Depository Trust & Clearing Corporation (DTCC) today announced the appointment of Lisa Hershey as Managing Director and Chief Compliance Officer with responsibility for...

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