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SIX Launches Fully Delegated SFTR Reporting for Swiss Repo Market

Complex reporting obligations resulting from the Securities Finance Transaction Regulation (SFTR) can be fully delegated to the Swiss Stock Exchange. The Collateral Cockpit™, launched...

Basel Committee Reports on Basel III Implementation Progress

The Basel Committee on Banking Supervision has today issued the Eighteenth progress report on adoption of the Basel regulatory framework.  Among the highlights: Report sets out...

ISDA, ASIFMA, FIA and GFXD Publish EU Benchmarks Regulation Review Recommendations

The International Swaps and Derivatives Association, Inc. (ISDA), the Asia Securities Industry and Financial Markets Association (ASIFMA), the Futures Industry Association (FIA) and the...

Credit Risk Cited As Top Concern in Basel IV Survey

There is a general consensus among bankers as to which challenges posed by the Basel III finalization reforms (commonly referred to as Basel IV)...

IOSCO Publishes Good Practices on Processes for Deference

The International Organization of Securities Commissions (IOSCO) has published a series of eleven good practices on processes for deference to assist regulatory authorities in...

Federal Agencies Finalize Amendments to Swap Margin Rule

Five federal agencies have finalized changes to their swap margin rule to facilitate the implementation of prudent risk management strategies at banks and other...

Canadian Securities Regulators Rethinking SRO Framework

The Canadian Securities Administrators (CSA) is seeking input from investors, industry and the public on the framework for self-regulatory organizations (SROs) in Canada. In a...

The Importance of a Data-Centric Approach to Compliance

Increased complexity, rising costs and significant financial, operational and reputational risk have accompanied the wave of new regulations implemented over the past decade. Add...

ESMA Renews Its Decision Requiring Net Short Position Holders to Report Positions of 0.1% and Above

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has renewed its decision to temporarily require the holders of net short...

10 Best Books for FinOps Professionals

Browsing Amazon for recent books on finance and capital markets, one finds dozens – maybe hundreds – of books on investing, trading, analysis and...

Canada Implements Mandatory Post-Trade Transparency of Debt Markets

The Canadian Securities Administrators (CSA) has finalized mandatory post-trade transparency requirements for government debt securities and expanded transparency requirements for corporate debt securities. With...

Webinar: Overcoming the Barriers to Implementing RegTech Solutions

Date: 9 June 2020 Time: 10:00am ET / 3:00pm London / 4:00pm CET RegTech holds the promise of targeted, agile and often low-cost solutions to the...
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WFE Calls for ‘Considered Approach’ to Treatment of CCP Equity in Resolution

The World Federation of Exchanges (WFE), the global industry group for central counterparties (CCPs) and exchanges, has called for a "careful and...

MiFID II: The Impact So Far

It has been over 30 months since the European Union’s Markets in Financial Instruments Directive came into force in January 2018. The...

State Street Launches Post-Trade Transaction Cost Analysis for Equities

BestX, State Street’s foreign exchange and fixed income best execution analytics platform, confirmed today that it has expanded its execution analytics software...

Managing Reference Data as Volatility Grips

As equity and bond markets tumbled amid the Covid-19 volatility, structured products were actively used and intensively traded to manage the portfolios...