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Webinar: Overcoming the Barriers to Implementing RegTech Solutions

Date: 9 June 2020 Time: 10:00am ET / 3:00pm London / 4:00pm CET RegTech holds the promise of targeted, agile and often low-cost solutions to the...

ARRC Announces Best Practices for Completing Transition From LIBOR

Provides Date-Based Guidance, Including When No New LIBOR Activity Should Be Conducted The Alternative Reference Rates Committee, a group of private-market participants convened by the...

Webinar: Reg BI – How Firms are Managing Ops Changes

The SEC’s Regulation Best Interest (Reg BI) and Form CRS is one of the largest regulatory changes to the retail brokerage industry in decades,...

ESG Disclosure and Due Diligence: Through the Lens of Equity Capital Markets

AFME’s first sustainable finance webinar will explore the increasingly important topics of ESG Disclosure and Due Diligence and more specifically, what they mean for...

15th Annual European Leveraged Finance Conference

About the conference For 15 years, AFME’s European Leveraged Finance Conference (formerly known as the High Yield Conference) has brought together the leading names in...

Investors Look to Apply NLP Technology in Trading, Compliance and Surveillance

Over the past decade, investors have increased their use of natural language processing (NLP) technology to analyze text and other forms of unstructured data...

Delta Capita, DTCC Collaborate on SFTR Testing

Tech consultant Delta Capita has announced it is collaborating with The Depository Trust & Clearing Corporation (DTCC), in what it says is a bid...

Dividend Arbitrage Trading Review Completed, Regulatory Framework Proposed

The EBA’s inquiry showed that national authorities do not share the same understanding of dividend arbitrage trading schemes, due to differences in Member...

An ECB digital currency – a flight of fancy?

Speech by Yves Mersch, Member of the Executive Board of the ECB and Vice-Chair of the Supervisory Board of the ECB, at the Consensus...

SEC Directs Equity Exchanges and FINRA to Improve Governance of Market Data Plans

The Securities and Exchange Commission has issued an order directing the equity exchanges and the Financial Industry Regulatory Authority (FINRA) (the participants) to submit...

Four Trade Repositories Cleared to Include Securities Financing Transactions Reporting

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has approved the extension of registrations of four trade repositories (TRs) to...

The ETF Ecosystem: Building Herd Immunity

According to the latest Aite Group report, regulatory structures and industry infrastructure are maturing and support continued growth for global exchange-traded funds. The global industry...
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