The European Securities and Markets Authority (ESMA) this week published a final report with draft regulatory technical standards (RTS) proposing to amend the three...

Compliance

ISITC, SIFMA AMG Collaborate on Market Practice for Margin Call Process

Scott Porter - October 31, 2018

ISITC has announced the launch of its new best practice document, "ETD and Cleared OTC Margin Call and Communication Standards and Settlement Processing," in...

Compliance

Further Progress Urged for Implementation of Basel III standards

Scott Porter - October 27, 2018

The Basel Committee on Banking Supervision has issued the Fifteenth progress report on adoption of the Basel regulatory framework. The report sets out the adoption...

Compliance

ESMA Decision Sets Stage for Major Changes

Scott Porter - June 7, 2018

The European Securities and Markets Authroity (ESMA) released a decision on Tuesday, June 6th, which may potentaily have a huge impact on the retail...

Compliance

The Shift from T+3 to T+2

Scott Porter - March 23, 2018

On March 22, the Securities and Exchange Commission (SEC) adopted an amendment aimed at shortening the settlement time frame for security transactions from three...

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Compliance

Coalition Greenwich Report Analyzes Buy-Side Perspective on 2022’s Biggest Regulatory and Market Structure Debates

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Basel Committee Consults on Prudential Treatment of Crypto Asset Exposures

ISDA Expands Clause Library to Cover Collateral Documentation

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