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Regs Proposed to Support Brexit Preparations of Counterparties to Uncleared OTC Derivatives

Scott Porter -
The European Securities and Markets Authority (ESMA) this week published a final report with draft regulatory technical standards (RTS) proposing to amend the three...
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Compliance

ISITC, SIFMA AMG Collaborate on Market Practice for Margin Call Process

Scott Porter -
ISITC has announced the launch of its new best practice document, "ETD and Cleared OTC Margin Call and Communication Standards and Settlement Processing," in...
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Compliance

Further Progress Urged for Implementation of Basel III standards

Scott Porter -
The Basel Committee on Banking Supervision has issued the Fifteenth progress report on adoption of the Basel regulatory framework. The report sets out the adoption...
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Compliance

ESMA Decision Sets Stage for Major Changes

Scott Porter -
The European Securities and Markets Authroity (ESMA) released a decision on Tuesday, June 6th, which may potentaily have a huge impact on the retail...
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Compliance

The Shift from T+3 to T+2

Scott Porter -
On March 22, the Securities and Exchange Commission (SEC) adopted an amendment aimed at shortening the settlement time frame for security transactions from three...
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