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Clearstream Creates New Fund Center Following Fondcenter AG Acquisition

Clearstream closes transaction acquiring majority stake in Fondcenter AG from UBSNewly combined fund distribution support business Clearstream Fund Centre has over USD...

RMA Calls for Enhanced Infrastructure to Deal with Digital Corporate Actions

The Risk Management Association’s Financial Technology & Automation Committee has published a new thought leadership paper,  “The New Normal | Digital Asset...

DTCC Outlines Steps for Complete Dematerialization of Physical Securities in the US

DTCC is building consensus among stakeholders on critical next steps to fully transition securities processing from physical certificates to electronic records.

ESMA To Recognize Three UK CCPs As of January 1

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, confirmed yesterday that the three central counterparties (CCPs) established in...

Preventing Withholding Tax Reclaim Schemes

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published the Final Report on its inquiry into Cum/Ex, Cum/Cum and...

ISITC Honors Karla McKenna for Work on Operations Standards

Former ISITC Board Member and GLEIF Head of Standards recognized for her contributions to the industry. Operations trade group...

DTCC Appoints Lisa Hershey as Chief Compliance Officer

The Depository Trust & Clearing Corporation (DTCC) today announced the appointment of Lisa Hershey as Managing Director and Chief Compliance Officer with...

OCC Issues Paper on Central Clearinghouse Resiliency and Stability

In the midst of record cleared contract volume, OCC, the world's largest equity derivatives clearing organization, has released a paper titled, Optimizing Incentives, Resilience...

Canadian Securities Regulators Offer Liquidity Risk Guidance for Investment Funds

The Canadian Securities Administrators (CSA) today published guidance intended to help investment fund managers develop and maintain effective liquidity risk management frameworks...

SWIFT Unveils New Strategy for Instant Securities Processing Payments

Enabling seamless transactions from one account to another anywhere in the world with end-to-end transparency and predictabilityMade available through a next-generation digital...

Citi Upgrades Data Service Platform for Securities Services Clients

Citi confirmed today that it has enhanced its securities services data services platform Citi VelocitySM Clarity by introducing an Integrated Reporting tool, expanding...

DTCC Enhances ETF Processing

New capabilities support SEC Rule 6c-11 around the publication of ETF portfolio holdings for pricing purposes and allow ETF Agents to submit...
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Browsing Amazon for recent books on finance and capital markets, one finds dozens – maybe hundreds – of books on investing, trading, analysis and...

Deutsche Börse Launches Buy-in Agent Service

Deutsche Börse Group said it was taking another important step in its efforts to best support both the financial industry and the regulatory agenda....

Finastra Partners with Xceptor to Automate its Securities Reconciliaton Offering

Finastra confirmed today that it is partnering with Xceptor, an intelligent automation software company, to offer new reconciliation functionality to its securities market customers. Thanks...

SEC Adopts Capital, Margin and Seg Requirements

The Securities and Exchange Commission has taken another significant step toward establishing the regulatory regime for security-based swap dealers by adopting a package of...