DTCC is building consensus among stakeholders on critical next steps to fully transition securities processing from physical certificates to electronic records. The Depository Trust &...

Operations

ESMA To Recognize Three UK CCPs As of January 1

Scott Porter - September 29, 2020

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, confirmed yesterday that the three central counterparties (CCPs) established in the United...

Operations

Preventing Withholding Tax Reclaim Schemes

Scott Porter - September 25, 2020

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published the Final Report on its inquiry into Cum/Ex, Cum/Cum and withholding tax...

Operations

ISITC Honors Karla McKenna for Work on Operations Standards

Scott Porter - September 24, 2020

Former ISITC Board Member and GLEIF Head of Standards recognized for her contributions to the industry. Operations trade group ISITC has named Karla McKenna as...

Operations

DTCC Appoints Lisa Hershey as Chief Compliance Officer

Scott Porter - September 23, 2020

The Depository Trust & Clearing Corporation (DTCC) today announced the appointment of Lisa Hershey as Managing Director and Chief Compliance Officer with responsibility for...

Operations

OCC Issues Paper on Central Clearinghouse Resiliency and Stability

Scott Porter - September 23, 2020

In the midst of record cleared contract volume, OCC, the world's largest equity derivatives clearing organization, has released a paper titled, Optimizing Incentives, Resilience and Stability...

Compliance

Canadian Securities Regulators Offer Liquidity Risk Guidance for Investment Funds

Scott Porter - September 18, 2020

The Canadian Securities Administrators (CSA) today published guidance intended to help investment fund managers develop and maintain effective liquidity risk management frameworks for investment...

Operations

SWIFT Unveils New Strategy for Instant Securities Processing Payments

Scott Porter - September 17, 2020

Enabling seamless transactions from one account to another anywhere in the world with end-to-end transparency and predictabilityMade available through a next-generation digital platform that...

Data

Citi Upgrades Data Service Platform for Securities Services Clients

Scott Porter - September 17, 2020

Citi confirmed today that it has enhanced its securities services data services platform Citi VelocitySM Clarity by introducing an Integrated Reporting tool, expanding the universe...

Operations

DTCC Enhances ETF Processing

Scott Porter - September 15, 2020

New capabilities support SEC Rule 6c-11 around the publication of ETF portfolio holdings for pricing purposes and allow ETF Agents to submit create/redeem instructions...

Operations

Societe Generale Begins Settling US Securities Trades via Paxos

Scott Porter - September 11, 2020

More than $40M in listed US equity trades settled by Paxos Settlement Service since February 2020 Infrastructure ditigitizer Paxos Trust Company has confirmed that Societe...

Operations

Survey Reveals Need for Automated Corporate Actions Solutions

Scott Porter - September 10, 2020

There is a great industry need for automated corporate actions solutions, according to a survey by SIX conducted among leading global asset managers, wealth...

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