Operations

By illuminating final stage in money laundering process, BAE Systems report commissioned by SWIFT supports efforts by banks to prevent, detect and respond to...

Citibank has confirmed that it received a domestic fund custody license from the China Securities Regulatory Commission (CSRC), which makes Citi the first American...

Summary Focus Collateral is used in debt contracts to mitigate the difficulties ("agency problems") that arise when the lender's knowledge of the borrower is incomplete ("asymmetric...

Evolution of Industry Trends, Practices, & Solutions by Brad Bailey and Cubillas Ding, Celent ABSTRACT During the first half of this year, Celent conducted in-depth conversations with global asset...

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today published a final report on draft regulatory technical standards (RTS) definitively postponing...

The volatility of March 2020 represented the most serious test for US capital markets since the 2008 global financial crisis. Repo markets came under...

by  Brian E. Finch, Cassie Lentchner, David Oliwenstein, Pillsbury Winthrop Shaw Pittman LLP Although the Securities and Exchange Commission (SEC) and New York State Department of Financial...

Includes MTF, 5MLD, custody and brokerage permissions Archax confirmed today that it has become the first-ever FCA-regulated digital securities exchange and custodian in the UK....

The European Central Bank has published a paper on the liquidation value of collateral. The abstract is shown below; the full paper may be...

The Commodity Futures Trading Commission announced Friday that it had unanimously approved two proposals amending certain margin requirements for swap dealers (SDs) and major...

New technology such as cloud, artificial intelligence (AI), and machine learning (ML) are offering new opportunities to improve automation and reduce cost of ownership...

Steve French, Head of Traiana Product, and Basu Choudhury, Head of Traiana Business Intelligence for Post-Trade & Optimization Services, discuss how recent market events, including increased volatility and active risk management,...