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Preventing Withholding Tax Reclaim Schemes

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published the Final Report on its inquiry into Cum/Ex, Cum/Cum and withholding tax...

ISITC Honors Karla McKenna for Work on Operations Standards

Former ISITC Board Member and GLEIF Head of Standards recognized for her contributions to the industry. Operations trade group ISITC has named Karla McKenna as...

DTCC Appoints Lisa Hershey as Chief Compliance Officer

The Depository Trust & Clearing Corporation (DTCC) today announced the appointment of Lisa Hershey as Managing Director and Chief Compliance Officer with responsibility for...

OCC Issues Paper on Central Clearinghouse Resiliency and Stability

In the midst of record cleared contract volume, OCC, the world's largest equity derivatives clearing organization, has released a paper titled, Optimizing Incentives, Resilience and Stability...

Canadian Securities Regulators Offer Liquidity Risk Guidance for Investment Funds

The Canadian Securities Administrators (CSA) today published guidance intended to help investment fund managers develop and maintain effective liquidity risk management frameworks for investment...

SWIFT Unveils New Strategy for Instant Securities Processing Payments

Enabling seamless transactions from one account to another anywhere in the world with end-to-end transparency and predictabilityMade available through a next-generation digital platform that...

Citi Upgrades Data Service Platform for Securities Services Clients

Citi confirmed today that it has enhanced its securities services data services platform Citi VelocitySM Clarity by introducing an Integrated Reporting tool, expanding the universe...

DTCC Enhances ETF Processing

New capabilities support SEC Rule 6c-11 around the publication of ETF portfolio holdings for pricing purposes and allow ETF Agents to submit create/redeem instructions...

Societe Generale Begins Settling US Securities Trades via Paxos

More than $40M in listed US equity trades settled by Paxos Settlement Service since February 2020 Infrastructure ditigitizer Paxos Trust Company has confirmed that Societe...

Survey Reveals Need for Automated Corporate Actions Solutions

There is a great industry need for automated corporate actions solutions, according to a survey by SIX conducted among leading global asset managers, wealth...

SWIFT Report: How Cyber Attackers ‘Cash Out’

By illuminating final stage in money laundering process, BAE Systems report commissioned by SWIFT supports efforts by banks to prevent, detect and respond to...

Citi First US Custodian to Receive License in China

Citibank has confirmed that it received a domestic fund custody license from the China Securities Regulatory Commission (CSRC), which makes Citi the first American...
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