Deutsche Börse Group said it was taking another important step in its efforts to best support both the financial industry and the regulatory agenda....

FinTech

Report: Securities Servicing Industry Ripe for APIs

Scott Porter - July 30, 2019

Joint SWIFT and BCG report finds growing momentum for API technology as firms seek more efficiency and new service offerings The securities servicing industry may...

Compliance

Regulators Urge Use of Existing Standards to Address Cyber Risk

Scott Porter - June 18, 2019

The Board of the International Organization of Securities Commissions today issued a final report that provides an overview of three internationally recognized cyber standards...

FinTech

FSB Reports on Work Underway to Address Crypto-Asset Risks

Scott Porter - May 31, 2019

The Financial Stability Board today published a report on crypto-assets, which considers work underway, regulatory approaches and potential gaps. The report is being delivered...

Risk

ESMA Says Market Risk Remains High But Stable

Scott Porter - May 15, 2019

The European Securities and Markets Authority (ESMA) today published its latest risk dashboard for the European Union’s securities markets, covering the first quarter of...

Compliance

Basel Committee Reports on Basel III Implementation Progress

Scott Porter - May 8, 2019

The Basel Committee on Banking Supervision has issued the Sixteenth progress report on adoption of the Basel regulatory framework. As noted by the Group of...

Compliance

CFTC Staff Issues Clearinghouse Supervisory Stress Test Report

Scott Porter - May 2, 2019

The Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk (DCR) and the Office of the Chief Economist (OCE) has issued CCP Supervisory...

Operations

BofE Paper on Bank Securities Addresses Counterparty Risk, Exposure

Scott Porter - April 26, 2019

We present new evidence on the structure of euro area securities markets using a multilayer network approach. Layers are broken down by key instruments...

FinTech

SWIFT Report Offers New Insights into Cyber Threats

Phillip Silitschanu - April 10, 2019

SWIFT has published a new cyber report, ‘Three years on from Bangladesh: tackling the adversaries’, providing new insights into the evolving nature of the...

Operations

ISDA Asia Derivatives Survey Reveals Importance of Close-out Netting

Scott Porter - April 9, 2019

Trading volumes in Asia’s derivatives markets are expected to increase, but achieving certainty on close-out netting is identified as an important factor in driving...

Compliance

DTCC Trade Reporting Expansion Aims to Help Firms Reduce Operational Burden, Mitigate Risk

Scott Porter - April 8, 2019

The Depository Trust & Clearing Corporation (DTCC) is partnering with transactional compliance vendor Droit to enable market participants to leverage Droit’s reporting eligibility capabilities within DTCC’s...

Operations

ESMA Launches Third CCP Stress Test Exercise

Scott Porter - April 3, 2019

The European Securities and Markets Authority (ESMA) has published the framework for its third EU-wide Central Counterparties (CCPs) stress test, marking the launch of its latest...

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Risk

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