Tuesday, October 20, 2020

LATEST ARTICLES

DTCC Appoints Lisa Hershey as Chief Compliance Officer

The Depository Trust & Clearing Corporation (DTCC) today announced the appointment of Lisa Hershey as Managing Director and Chief Compliance Officer with...

OCC Issues Paper on Central Clearinghouse Resiliency and Stability

In the midst of record cleared contract volume, OCC, the world's largest equity derivatives clearing organization, has released a paper titled, Optimizing Incentives, Resilience...

European ESG Disclosure Requirements for Asset Managers

by Kirsten Lapham, Michael Singh, Amar Unadkat, John Verwey A new European regime on sustainability-related disclosures in the financial...

EC to Allow Market Participants 18 Months to Reduce UK CCP Exposure

The European Commission has today adopted a time-limited decision to give financial market participants 18 months to reduce their exposure to UK...

CFTC Considers New Approach to Regulation of Electronic Trading

by Donna Parisi, Geoffrey B. Goldman, Azam Aziz, Jennifer Oosterbaan Introduction In the wake of considerable...

Canadian Securities Regulators Offer Liquidity Risk Guidance for Investment Funds

The Canadian Securities Administrators (CSA) today published guidance intended to help investment fund managers develop and maintain effective liquidity risk management frameworks...

SWIFT Unveils New Strategy for Instant Securities Processing Payments

Enabling seamless transactions from one account to another anywhere in the world with end-to-end transparency and predictabilityMade available through a next-generation digital...

Citi Upgrades Data Service Platform for Securities Services Clients

Citi confirmed today that it has enhanced its securities services data services platform Citi VelocitySM Clarity by introducing an Integrated Reporting tool, expanding...

Survey: Firms Unprepared to Comply with Uncleared Margin Rules Despite Deadline Extension

Survey reveals that 81% of firms lag in preparations to comply State Street Corporation (NYSE:STT) today released survey results...

DTCC Enhances ETF Processing

New capabilities support SEC Rule 6c-11 around the publication of ETF portfolio holdings for pricing purposes and allow ETF Agents to submit...

Most Popular

10 Best Books for FinOps Professionals

Browsing Amazon for recent books on finance and capital markets, one finds dozens – maybe hundreds – of books on investing, trading, analysis and...

Deutsche Börse Launches Buy-in Agent Service

Deutsche Börse Group said it was taking another important step in its efforts to best support both the financial industry and the regulatory agenda....

Finastra Partners with Xceptor to Automate its Securities Reconciliaton Offering

Finastra confirmed today that it is partnering with Xceptor, an intelligent automation software company, to offer new reconciliation functionality to its securities market customers. Thanks...

SEC Adopts Capital, Margin and Seg Requirements

The Securities and Exchange Commission has taken another significant step toward establishing the regulatory regime for security-based swap dealers by adopting a package of...