Tuesday, October 26, 2021

LATEST ARTICLES

Operations

Industry Coordinating Efforts on Move to T+1 Settlement

Hamilton Joel -
A Shorter Settlement Cycle Will Benefit Investors and Market Participant Firms by Reducing Systemic and Operational Risks The Securities Industry and Financial Markets Association (SIFMA),...
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Operations

Market Participants Identify Key Operational Areas for Improvement Post-Pandemic

Virginia Reagan -
Reconciliations, valuations, collateral and fails management top areas of opportunity; Firms express support for accelerating the US securities settlement cycle The Depository Trust & Clearing...
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FinTech

Credit Suisse, Instinet Achieve First T+0 Settlement via Paxos

Hamilton Joel -
Paxos Trust Company has confirmed that Instinet and Credit Suisse have settled US listed equities trades on a same-day settlement cycle (known as T+0)...
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Operations

BBH Supports First US Conversion of Mutual Funds to ETFs

Hamilton Joel -
Earlier this week, Brown Brothers Harriman confirmed it was converting two open-end mutual funds to ETFs on behalf of Guinness Atkinson Asset Management: Guinness...
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Operations

Basel Committee Issues Principles for Operational Resilience and Risk

Scott Porter -
Principles for operational resilience aim to increase banks' capacity to withstand disruptions due to potentially severe events.Revised principles on operational risk focus on change...
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Analysis

US Treasury Investors Mixed About Proposed SEC Rules Aimed at Electronic Venues

Virginia Reagan -
Investors skeptical about proposed SEC rules covering electronic trading venues for U.S. Treasuries and U.S. agency securities should keep an open mind toward a...
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Compliance

Canadian Securities Regulators Outline Framework for Crypto Asset Platforms

Scott Porter -
The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) today published a notice outlining securities law requirements that apply...
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Operations

CCP12 Publishes Annual Markets Review in Central Counterparty Clearing

Hamilton Joel -
CCP12, the Global Association of Central Counterparties, has published its AnnualMarkets Review in Central Counterparty Clearing – A CCP12 Report, the third installment in...
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Data

DTCC Pushes for Data Harmonization in Derivatives Trade Reporting

Scott Porter -
New perspectives paper recommends course correction to eliminate cross-jurisdictional differences in trade reporting standards to boost transparency and the monitoring of systemic risk. The Depository...
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Operations

Singapore’s Orchid Bond Structure to Test New CSD Distribution Model

Hamilton Joel -
Asian fixed income marketplace Singapore Exchange (SGX) and Euroclear Bank (Euroclear), the Brussels-based international central securities depository (ICSD), have confirmed the launch of the...
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