Monday, August 15, 2022

LATEST ARTICLES

Compliance

EU, Regulators Welcome Agreement on Data Transfer

Scott Porter -
The International Organization of Securities Commissions (IOSCO) and the European Securities and Markets Authority (ESMA) said yesterday that it welcomed the Opinion of the...
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Compliance

Broadridge Acquires Private Fund Regulatory Reporting Capabilities

Scott Porter -
Broadridge Financial Solutions has announced the acquisition of certain private fund regulatory reporting capabilities from PivotData, LLC, a data warehouse and compliance reporting solutions...
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Compliance

CPMI-IOSCO: Switzerland Has Generally Implemented Infrastructure Standards

Scott Porter -
An assessment report published this week has concluded that Switzerland’s legal, regulatory and oversight frameworks for financial market infrastructures (FMIs) are generally consistent with...
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Risk

Basel Group Endorses Finalized Market Risk Capital Framework

Scott Porter -
At its meeting in Basel this week, the Basel Committee's oversight body, the Group of Central Bank Governors and Heads of Supervision (GHOS), endorsed...
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Compliance

DTCC Receives Regulatory Approval for Swiss Derivatives Trade Reporting

Scott Porter -
The Depository Trust & Clearing Corporation has received regulatory approval from the Swiss Financial Market Supervisory Authority to provide trade reporting services in Switzerland via DTCC’s...
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Compliance

Mooney Named Associate Director in SEC Office of Clearance and Settlement

Scott Porter -
The Securities and Exchange Commission has announced that Jeffrey S. Mooney has been named Associate Director of the Office of Clearance and Settlement in...
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Operations

Iberclear to Launch New Cross Border Custody and Settlement System

Scott Porter -
Iberclear, BME’s Spanish Central Securities Depository, will launch a cross-border custody and settlement service on December 17 called Cross-Border Services (CBS). Spanish financial institutions will be able...
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FinTech

Phillip Silitschanu Joins Token IQ as Director of Strategic Relationships

Scott Porter -
Token IQ, a leading compliant securities and asset-backed investment contracts tokenization platform built on Stellar ledger, has announced the appointment of Phillip Silitschanu as Director of...
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Operations

DTCC Survey: Growing Concerns over Brexit’s Systemic Implications

Scott Porter -
The slower than expected negotiating progress between the United Kingdom and the European Union and the ongoing uncertainty of the outcome has positioned Brexit...
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Compliance

ISDA Publishes Benchmarks Supplement

Scott Porter -
ISDA has published the ISDA 2018 Benchmarks Supplement Protocol, intended to help market participants incorporate the ISDA Benchmarks Supplement into their interest rate, FX,...
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