Tag: article

Deutsche Börse Launches Buy-in Agent Service

Deutsche Börse Group said it was taking another important step in its efforts to best support both the financial industry and the regulatory agenda....

Basel Committee, IOSCO Agree to One-Year Extension to OTC Margin Requirements

The Basel Committee on Banking Supervision and the International Organization of Securities Commissions (IOSCO) have acknowledged the progress that has been made to implement...

SEC Adopts Capital, Margin and Seg Requirements

The Securities and Exchange Commission has taken another significant step toward establishing the regulatory regime for security-based swap dealers by adopting a package of...

Finastra Partners with Xceptor to Automate its Securities Reconciliaton Offering

Finastra confirmed today that it is partnering with Xceptor, an intelligent automation software company, to offer new reconciliation functionality to its securities market customers. Thanks...

Regulators Urge Use of Existing Standards to Address Cyber Risk

The Board of the International Organization of Securities Commissions today issued a final report that provides an overview of three internationally recognized cyber standards...

Raiffeisen Bank International Opens Foreign Nominee Securities Account with NSD

National Settlement Depository, the Russian central securities depository, continues to develop services integrated into the global financial system. According to a joint statement, Raiffeisen...

SWIFT Pushes for Greater Automation in FX to Enable STP

SWIFT is leading industry efforts to increase automation levels in the global FX market through better standards to help remove barriers that hinder the...

Uncleared Margin Rules and the Rise of Initial Margin Optimization

As the industry prepares for the next phases of UMR, the full impact of the challenges it will face are still unknown, according to...

Regulators Examine Regulatory-Driven Market Fragmentation, Cross-Border Cooperation

The Board of the International Organization of Securities Commissions today published a report that examines instances of regulatory-driven fragmentation in wholesale securities and derivatives...

US has Fully Implemented PFMI for Central Securities Depositories and Securities...

A CPMI-IOSCO report concludes that the US legal, regulatory and oversight frameworks for systemically important PSs and CSDs/SSSs (as of March 2018) are complete...
- Advertisement -

Operations

Compliance

FinTech

Risk